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Every written text possesses
both historical and literary aspects, whether composed today or two thousand
years ago. Any interpretative approach that can be considered legitimate
must respect these aspects and seek to devise methods that take both into
account. In the history of biblical interpretation, appreciation of this
nature of written texts did not emerge seriously until the Enlightenment
and the Protestant Reformation. Gradually, over the past four hundred years
biblical scholars have come to recognize that they could profit immeasurably
by learning from their colleagues working in the fields of history and
literature. In western Christianity this appreciation has blossomed in
the last half of the twentieth century.
Every student of the Bible
must then become sensitive to these aspects of the biblical text. To be
sure, interpretative skills in utilizing the insights of historical and
literary methods will vary greatly from the beginner to the seasoned scholar.
But, the essential method of interpretation remains the same at what ever
skill level the Bible student is working. The objective here is to introduce
the beginner to these aspects so that he/she can begin learning how to
incorporate them into a program of reading and studying the scripture.
These aspects can be charted
as follows:
Historical Aspects: | Literary Aspects: | |
1. External Aspects | 1. External Aspects | |
2. Internal Aspects | 2 Internal Aspects |
1.1.1
Historical Aspects
Assigned Readings for This Topic:
Gerald Bray, Biblical Interpretation: Past and Present, pp. 321-325.
Gerald W. Schlabach, "A Sense of History: Some Components," Internet
Modern History Sourcebook at http://personal.stthomas.edu/gwschlabach/courses/sense.htm
Resource Materials to also be studied:
One very foundational presupposition
needing to be examined is the definition of history.
From a contemporary perspective
the Meriam-Webster online dictionary
gives as the first definition: "a chronological record of significant
events (as affecting a nation or institution) often including an explanation
of their causes." This understanding views history as a depiction of
events, which unfold with the passing of time. Thus determining an exact
sequence of chronology is important. The establishment of an accurate chronology
using legitimate, scientifically based procedures to evaluate the source
materials is crucial. The inability to achieve this because of inadequate
and/or unreliable sources of information cripples the historian in the
goal of writing a history. Another important aspect of this definition:
the determination of significant events. The contemporary historian, of
necessity, will have to use interpretative judgment in sorting out what
is significant and what isn't. Inevitably differences of opinion will surface
among historians at this point. A third part of this definition in the
parenthesis "(as affecting a nation or institution)" highlights
the perspective of history being primarily focused on larger groups of
people. History is not primarily the story of an individual; such falls
into the literary category of biography, and even then relates only persons
viewed as unusually significant to a larger group of people. The final
part of the definition, "often including an explanation of their causes,"
reflects the Enlightenment influence that human events take place in a
cause/effect interconnection, and that making sense of a sequence of events
-- at the heart of much of modern historical methodology -- can only be
accomplished by detecting this causal connection between events. For many
modern historians, the basic value and worth of doing history at all is
found here. A final observation: implicit in this definition of history
is the view that legitimate history is the story of human activity exclusively.
Outside divine activity lies beyond the boundaries of legitimate history.
Thus religion can only become a part of history as it shapes the actions
and attitudes of the humans whose activities become the stuff of history.
A theological value judgment about deity and religion is fundamentally
wrong and inappropriate as a part of history. History is the story of people;
mythology is the story of gods.
This modern view of history
bears virtually no resemblance to the view of history in the ancient world.
Several differences are present. First, e.g., in the Greek speaking world
there were no historians like in our world. The online
Meriam-Webster dictionary points to this in its etymological treatment
of the word 'history': "Latin
historia, from Greek, inquiry,
history, from hist Or, ist
Or knowing, learned; akin to Greek
eidenai
to know." The ancient Greek
terms
relating to history point to the fact that history was a subdivision of
philosophy. The Greek noun usually translated as 'history',
iJstoriva
(historia), comes from the Greek verb iJstorevw (historeo)
meaning to 'inquire into or about a thing,' with the derivative meaning
of giving an account of what one has learned. The basic meanings of the
noun iJstoriva itself are 'inquiry,' 'knowledge,'
written account of what one has learned.' The meaning 'history' is a very
secondary use of the word. A compound verb form iJstoriografevw
(historiographeo)
means to 'write history.' The personal noun iJstoriovgrafo"
(historiographos)
means a writer of history in the sense of a chronicler, distinct from the
term suggrafeuv" (sungrapheus) which means
a writer of contemporary history somewhat like a modern newspaper reporter.
The ancient view simply emphasized an inquiry into the past, or the present.
Why? In general this inquiry
was made as a source of insight for the development of a distinct way of
viewing life and reality, that is, the development of a filosofiva
(philosophia) that provided a basis for living and coping day to day. This
philosophy became the mental filter through which daily life experiences
would be interpreted; the wise person was the one who could most successfully
comprehend daily experience and determine how to best use it for personal
advancement. His philosophy played a vital role in correct and beneficial
comprehension of these experiences.
Thus history was merely
a tool of philosophy. One very large implication flowed from this. The
ancient world had no interest in determining a 'factual history.' Not much
concern to distinguish between actual occurrence and legends and myths
existed in ancient inquiries into the past. In fact, little need to make
such distinctions was present simply because integrating insights from
the past into a philosophy for living in the present created no pressure
to distinguish between fact and fiction. The past was of value only as
it helped one cope with the present; whether or not something actually
happened was immaterial to its value for the present. Often legendary material
provided greater insight and thus was readily incorporated into the historical
account.
Second, ancient views of
history were not confined to a 'horizontal plane' of mere human experience.
Ancient history included the activities of the gods as an essential ingredient
of history. What we would call 'theological value statements' and thus
exclude for legitimate history writing the ancient world considered entirely
appropriate and important for a history to be insightful and thus helpful.
The intersection of the supernatural and the natural worlds was viewed
as a basic ingredient of human experience, and thus a historical assessment
of this would be entirely appropriate.
In light of these very different
views of history inevitable tension will surface when treating the historical
aspects of an ancient written text. Modern views of history are the Bible
student's starting point simply because this is the world we live in and
that shapes our ways of thinking. Yet, consideration of the ancient view
is also critical so as to not bend us out of shape when methodologies based
on modern definitions draw blanks and cannot reach satisfactory levels
of certainty. This difference in viewing history will lead to gaps in our
understanding. And the gaps should not fester into skepticism and doubt
thus undermining what can be learned with confidence. Honest inquiry will
lead to some gaps that we must learn to live with.
1.1.1.1
The External History of the Text:
The external history of
the text simply refers to the history of the composition of the text, that
is, the historical aspects of bringing the text into existence. These are
the typical reporter type questions: Who wrote the text? When
was it written? To whom was it written? Where was it written?
Why
was it written? These issues emerge out of the historical
critical method and are the heart of the formal discipline termed New
Testament Introduction.
Methodologically, the most
legitimate way of approaching this issue is to develop two distinct author
profiles:
One
from the external sources. Outside of the letters of Paul most
of the documents of the NT are anonymous, strictly speaking, in the
sense that nothing inside the document itself names the author. For example,
none of the four canonical gospels identifies its author by name. The title
of each gospel appearing at the beginning of English translations simply
paraphrases a Greek title that was added to the copied manuscripts as much
as a century after the composition of the document for identification purposes.
These titles reflect the dominant early church tradition regarding whom
they believed to be responsible for the documents' existence. Once this
tradition is identified, it needs to be examined from all the available
sources inside and outside the New Testament to learn as much as possible
about the individual associated with the document, e.g., Mark in association
with the second gospel. Sometimes the NT will provide some insight. The
easiest way to find this information is to use an online Bible
concordance such as
http://bible.crosswalk.com.
Also important for the external sources based profile is to check the early
church traditions. The church
fathers are important sources of such information, in particular Origen
and Eusebius.
The
other from inside the text document itself. Here the Bible student
does a detailed study of the contents of the entire document in which the
passage is located. The procedures of literary
criticism, in particular
narrative
criticism in the gospels and Acts, provide the foundational methods
for doing the analysis. Such things as the Greek vocabulary and style of
writing found in the document tell much about the composer of the document.
For example, the Gospel of Luke and the Book of Acts reflect some of the
highest literary skills in using the Greek language that can be found in
the entire Greek New Testament. This means that the author of these two
documents possessed above average skill and training in the Greek language.
In addition, particular writing traits emerge for such careful study of
the document under consideration. For example, Luke-Acts reflects an unusually
great sensitivity to expressing ideas in Greek exactly the same way one
finds in the LXX, the Greek translation of the OT. This strongly suggests
that the author of Luke-Acts was quite familiar with this Greek translation
of the Old Testament to the extent that he expressed himself using its
distinctive patterns that would not have been considered natural in regular
expression of the same ideas in 'secular' Greek. In addition to the author's
use of the Greek language in composing a document, his purpose and literary
strategy in setting forth his ideas need to be examined. For examining
the literary strategy, the methods of rhetorical
criticism provide helpful insight. For those documents that internally
name the supposed author, this must be taken into consideration, but not
naively accepted. Most of the NT Apocrypha
documents do contain named authors but very few scholars would seriously
accept these claims, and with good reason.
For the beginning Bible
student with minimal skills for using these literary methods, basic help
can be gleaned from New Testament introductions, study Bibles, Bible dictionaries
and Bible encyclopedias. Some of these sources are available online, but
often represent very inferior tools that are quite outdated. A couple of
web based New Testament gateways are major sources of finding these kinds
of tools: Resource Pages for Biblical
Studies and Mark Goodacre's New
Testament Gateway.
Once the two author profiles
are developed, they need to be compared to each other. Are they compatible?
Do serious tensions exist between them? The greater the compatibility,
the more reliable are the early church traditions regarding the composition
of the document. But when serious tensions exist between these two profiles,
careful scholarship would place less credibility on the early church traditions.
One needs to remember: the canonicity of the document isn't at stake here;
rather the determination of the human source of the document. Historical
exegesis needs to know as much about the origin of the document as can
be honestly determined from careful research. This means that theological
bias and preconceptions need to be set aside and an honest use of the best
available methods for examining these issues should be followed. Anything
less that this can't qualify as legitimate scholarship!
1.1.1.1.1 When was the text written?
The general time frame of
the composition of the document is usually quite helpful for interpreting
individual passages inside the document. Of course, the importance varies
from document to document inside the New Testament, as well as from passage
to passage within a document. For the four canonical gospels in particular
redactional
criticism provides essential insight into this determination. The assessment
of the believing communities as the initially targeted readership helps
to explain the distinctive approach often found in an individual gospel
document. The insights of form criticism
also are valuable in laying a foundation for understanding the time frame
of the composition of a document. With the letters in the New Testament,
determining a time frame for them becomes important with a few rare exceptions
such as James. Thus considerable effort should be spent developing a reconstruction
of the life and ministry of Paul as a background
to interpreting his writings. An historical background to the general
letters that includes assessments of the time of writing is important
but typically not as important as with Paul.
The level of importance
for the time of writing issue will vary from one passage to another inside
a document. When the issues within a passage deal with a specific event
in the life of the author such as Paul, knowing when the author wrote about
this becomes important, and sometimes crucial for understanding exactly
what he is talking about. Several passages within Matthew's gospel become
much clearer with the realization of when this material was written after
a process of decades long oral transmission.
Again, the tools for determining
these issues include the historical critical commentaries, Bible dictionaries
and encyclopedias, NT introductions and study Bibles.
1.1.1.1.2 Where was the text written?
Identifying where a document
was written is important in varying degrees, depending upon the nature
of the document. Usually determining the location of the composition of
the document is closely linked to the issue of whom the document was written
to. For example, a common redactional critical conclusion regarding the
place of composition for the Gospel of Matthew builds off the statement
of Ignatius the bishop of Antioch in Syria ca 110-115 C.E. and sees the
gospel composed in this region during the 70s of the first Christian century.
Identification of place sometimes plays a significant role in the interpretative
process. Paul's letter to the Galatian churches is a case in point. Identifying
Corinth as the location of the composition of this letter either toward
the end of the second missionary journey or during the third missionary
journey necessitates his statement in Gal 1:6 as "so quickly you are turning
from the one who called you" as meaning "so quickly after I visited you...",
whereas the identification of the location as Antioch at the close of the
first missionary journey leads this statement to be understood as "so quickly
after your conversion...." Yet for some documents in the New Testament
this identification is not so important for the interpretation of its contents.
Most of the general letters in the NT would be examples of this.
1.1.1.1.3 By whom was the text written?
This issue is usually labeled
'authorship' concerns.
One very big caution needs
to be observed here. The Meriam-Webster online dictionary defines author
as "one that originates or creates." This idea usually suggests
nowadays the picture of a writer setting at a computer typing out the text
of a literary work. One person is producing the work from thinking up the
ideas to creating the written product that is submitted to someone else
for publication. The online Encyclopedia Britannica article adds these
insights: "one who is the
source of some form of intellectual or creative work; especially, one who
composes a book, article, poem, play, or other literary work intended for
publication. Usually a distinction is made between an author and others
(such as a compiler, an editor, or a translator) who assemble, organize,
or manipulate literary materials. Sometimes, however, the title of author
is given to one who compiles material (as for publication) in such a way
that the finished compilation can be regarded as a relatively original
work. The word is ultimately from the Latin auctor, 'authorizer, responsible
agent, originator, or maker.'”
In this contemporary U.S.
perspective, then plagiarizing becomes "transitive senses
: to steal and pass off (the ideas or words of another) as one's own; use
(another's production) without crediting the source intransitive
senses : to commit literary theft; present as new and original
an idea or product derived from an existing source" (online Meriam-Webster
dictionary under 'plagiarizing') Thus, identifying the true author is very
important because copyright issues are at stake. Also, royalty payments
from publishers are involved. The author transfers 'ownership' of his/her
ideas in written expression to the publisher who then makes money from
selling the published expression. For someone else to take these ideas
and sell them is not only morally wrong, but is illegal since it represents
theft.
This way of looking at the
issue of authorship is a modern western viewpoint created by the printing
press and publishing companies needing to generate income for survival.
None of these things existed in the ancient world. No printing press,
no publishing companies, no royalties to authors, no legal tradition defining
ownership of 'intellectual property' etc.
Consequently, the issue
of authorship takes on different definitional boundaries in the ancient
world. Two aspects of this bear emphasizing for our purposes here. (1)
The composition of documents in the ancient world was a far more complicated
process than in our world. Most documents, outside of personal letters
that tended to be equivalent to about one half page on modern paper (i.e.,
download into a file document 3 John which is longer than the norm for
that time) took weeks and months to compose because of the primitive writing
tools available. The task of doing the actual writing was normally turned
over to a professional scribe called an amanuensis who had specialized
training in taking down oral dictation and then later composing a full
document from dictated notes. Paul's letters were composed this way; Tertius
is identified in Rom.
16:22 as the one who wrote Romans and Silas is so identified as having
written 1 Peter in 1
Pet. 5:12. Thus the term 'author' becomes muddled somewhat in this
ancient way of composing documents. (2) Writing under another's name in
that world was considered a way to complement the well known person. Pseudonymity
was not a bad action in that world. No theft of ideas was involved; no
publisher was around to take legal action. And so on. Considerable indication
exists that the schools of disciples or the 'communities' associated with
a Paul or a John felt a divine mandate to produce materials in the name
of their leader as a way to continue his teaching that addressed subsequent
needs in the community. While our world views such negatively, the ancient
world had the opposite attitude.
In light of these distinctions
between our world and the ancient world, the issue of authorship should
be appropriately addressed within the framework of ancient perspectives.
To impose modern definitions exclusively on to this issue with documents
in the New Testament is to not play fair with those documents as well as
to create some impossible-to-answer questions that were of no interest
to the ancient world. We have to learn to live with some uncertainty here.
Find out as much as can be legitimately determined with confidence and
resist the impulse to overstate the data.
1.1.1.1.4 To whom was the text written?
This question has different
levels of importance as well. For the canonical gospels identifying the
communities the gospels were initially speaking to -- by using Redactional
Critical procedures -- is very important to detailed understanding
of the individual passages.
This insight plays a critical
role in helping to explain the distinctive presentation of an event in
Jesus' life by a given gospel writer when that same event is described
in one or two other gospels, e.g., the temptation
of Jesus. Apart from research, one is at a loss to explain why Matthew
sequences the three examples of temptation differently from Luke. The Jewish
messianic emphasis of Matthew guided this sequence, while Luke's temple
emphasis in his gospel guided his sequence. Neither was particularly concerned
with chronology, rather their theological intent guided the pattern of
presentation.
With the 'real' letters
in the Pauline section of the New Testament, this determination of addressees
of each letter is very essential to interpreting the passages inside the
letters. Reading his letters have often been characterized as like listening
to one side of a phone conversation. So much understanding of the party
on the 'other end of the phone line' is assumed by the writer that the
more one knows about that other party the more sense one can make out of
the letter. The importance of this ranges from the most difficult of Paul's
letters, 2 Corinthians, to the least significant reader identity letter
in Romans. Yet, in each letter in the Pauline corpus the more we can know
about the initial readers the better we can understand the contents of
the letters.
With the so-called General
Epistles (also called the catholic letters) reader identity tends to be
of lesser importance. This is in part because some of these documents are
not true letters, namely Hebrews and James. They merely contain segments
of ancient letters but basically are in the genre of ancient Jewish homily.
Thus these two documents are addressed very broadly to Jewish Christians
without specific geographical location. The letters of John have similar
broadly defined recipients without geographical identity, as do Jude and
2 Peter. 1 Peter identifies the recipients as located in the northern coastal
region along the southern edge of the Black Sea, but still in very broad
categories. In spite of these limitations identifying all that is possible
about the situation of the initial readers of these letters still plays
a helpful role in the interpretative process.
A foundational tool for
this is again the Historical Critical
methodology. The formal discipline of New Testament Introduction has concentrated
on these issues since the late 1700s in western Christian scholarship.
The discoveries of archaeologists and others have helped to vastly expand
our knowledge of how the ancient world lived and functioned. This growing
reservoir of historical understanding can only enhance the work of the
serious Bible student in a quest to understand the New Testament in terms
of the world into which it was born and within which it functioned at the
beginning.
1.1.1.2
The Internal History of the Text
Whereas the external history
of the text probes issues related to the composition of the text, the internal
history explores references to occurrences and movements through time and
space that are found within the passage itself. Particularly in narrative
type passages the depiction of an event builds on identifying when and
where kinds of aspects in order to describe clearly what took place. Very
helpful is to spend time studying the geography, culture, and history of
the first century world, especially that of Palestine. Some awareness of
the basics is essential to Bible interpretation.
Numerous tools exist that
can provide very good insight; one especially helpful volume is Backgrounds
of Early Christianity by Everett Ferguson. The formal discipline
called New Testament Backgrounds or NT History emphasizes study in these
areas. All of this is an outgrowth of the emergence of Historical
Criticism as an interpretative method.
1.1.1.2.1 Identifying time and place markers
inside the text
As a contribution to the
historical
methodology and also to the narrative
critical methodology the identification of the locations of and the
movements through time and space inside a scripture passage need to be
identified. This identification becomes more important typically for narrative
passages than for didactic passages, but often plays an important role
in both. The historical critical concerns focus on learning when and where
this event took place.
In the temptation
of Jesus narrative, for example, all three gospel accounts indicate
that Jesus was led by the Holy Spirit into the "wilderness." Where is that
located? A study of Bible dictionaries and commentaries will provide the
answer, so that the Bible reader has some sense of where this event took
place geographically. Walter Harrelson under "Desert" in the Mercer
Dictionary of the Bible says that the word Desert in the Bible
means " a wilderness area, rather than pure desert, characterized by wild
animals, little vegetation, few areas suitable for agriculture, and in
general a dearth of water. The area south of Judah, called the NEGEB,
and the wilderness of the SINAI peninsula re the chief
regions called desert in the Bible. In addition, the Rift Valley below
the DEAD SEA, the `ârãbâ,
is designated desert or wilderness in several biblical texts." Thus we
gain a better understanding of where this temptation experience occurred.
From narrative critical concerns we next raise the issue of what the 'desert'
may suggest. D.A. Carson in the Expositor's
Bible provides insight here: "The 'desert' (cf. on 3:1) is not only
the place associated with demonic activity (Isa 13:21; 24:14; Matt 12:43;
Rev 18:2; Trench, pp. 7-8) but, in a context abounding with references
to Deuteronomy 6-8, the place where Israel experienced her greatest early
testings." Thus, identifying the background to the word 'wilderness' begins
to help make this passage much more meaningful.
Also important are the references
to time found inside your passage. In this same temptation narrative, Mark
indicates that Jesus was being tempted 40 days, while Matthew adds that
he fasted 40 days and 40 nights. In his comments on Matthew's version of
this event, D.A. Carson notes
that the "forty days and nights reflected Israel's forty-year wandering
(Deut 8:2). Both Israel's and Jesus' hunger taught a lesson (Deut 8:3);
both spent time in the desert preparatory to their respective tasks" (Exp
Bible, 112).
These time and place indications
found inside the scripture passage can play a vitally important role in
helping make sense out of what happened during the episode.
1.1.1.1.2.2 Identifying social customs
inside the text
Often the content of a scripture
passage will touch on various types of social interaction, such as relationships
within a family, relations between the wealthy and the poor etc. Because
our North American culture typically defines these relationships very differently
than first century Judaism and/or Greco-Roman culture, the Bible student
needs to gain a clear understanding of the parameters of appropriate and
inappropriate social interaction in the first Christian century. Otherwise,
he/she runs the risk of falsely reading modern U.S. cultural norms back
into the New Testament and thus make the mistake of incorrectly interpreting
the scripture passage.
The methodology that provides
insights into this aspect of the scripture text is called Social
Scientific Exegesis. Earlier labels for this methodology included Sociological
Exegesis. Sometimes the label Social Scientific Criticism will be used.
Whatever the label, the procedure adapts the modern methodology of sociological
analysis to the reading of ancient texts.
Family
relations are a case in point, illustrating the importance of using
the insights from this method for more accurate exegesis of scripture passages.
In U.S. culture the American family is typically perceived as composed
of a husband and a wife possibly with children. This creates two basic
sets of relationships: (1) between the husband and the wife, and (2) between
the parents and the children. In the average situation, the husband and
wife are reasonably close to the same age. They have both voluntarily chosen
to marry because they fell in love with one another. Marriage is perceived
as the uniting to two individuals in order to create a new and distinct
family separate from the families of both the husband and wife. In the
ancient family, however, the sets of relationships were more extensive
and different. First, and very important, the male held absolute authority
in the household. The patriarchal tradition of the dominant rule of the
male in the ancient Jewish religious heritage gave the Jewish male full
control of the rest of the family members. In the Roman culture this control
went further; the ancient tradition of patria potestas extended the Roman
man's power to have life and death authority over every family member as
long as he lived. Thus there were three sets of relationships: (1) the
wife to her husband; (2) the children to their father; and (3) the slaves
to their master. The adult male occupied all three roles as husband, father,
and master. Marriage was arranged with the couple having little or no say
in the selection of their spouse. The fathers or legal guardians made this
decision. Typically the woman was married off in her early teens after
having reached puberty, while the Jewish male wasn't considered an adult,
that is, eligible to marry, until after his thirtieth birthday. Roman culture
followed a somewhat similar pattern, although the Roman male might be considered
marriageable in his late twenties. Marriage was first and foremost the
building of connecting links between two clans or families. This made children
absolutely essential since this meant the 'mixing of the blood' of the
two families and thus bound them together. The children born into the family
were under the absolute control of the father. The aristocratic Roman and
sometimes also the Jewish family included any slaves as an essential part
of the family. In both Jewish and Roman traditions the obligations in these
three sets flowed from the wife/children/slaves to the male head of the
family. These obligations were extensive and absolute. The male head of
the family had few if any obligations to the members of the family. One
must read the New Testament Haustafeln (domestic
code) passages against this cultural backdrop, if a correct understanding
of these scripture passages in their historical setting is to be gained.
Only then can the truly revolutionary nature of the NT positions leveling
the plane between husband and wife, as well as the imposition of mammoth
responsibilities on the male head of the household, be understood.
1.1.2
Literary Aspects
Assigned Readings for This Topic:
Gerald Bray, Biblical Interpretation: Past and Present, pp. 482-486
Resource Materials to also be studied:
Not only is an ancient text
such as scripture produced in a specific historical setting, but ancient
writings including scripture contain literary qualities that are an additional
essential part of the interpretative process. The online Meriam-Webster
dictionary defines 'literature' as "writings in prose or verse; especially
: writings having excellence of form or expression and expressing ideas
of permanent or universal interest." The documents of the New Testament
fall within the boundaries of this definition and can thus be considered
as literature.
Literary analysis of a written
text involves the examination of several characteristics of writing in
an effort to more clearly understand how the writer's thoughts are put
together in order to create a larger presentation of ideas. Two categories
of the aspects of this analysis exist: (1) those that lie outside the passage
itself, i.e., the external aspects, and (2) those that are found inside
the passage, i.e., the internal aspects. Although these labels aren't commonly
used, they do serve as helpful groupings for a study of the literary
qualities.
1.1.2.1
The External Literary Aspects of the Text
By external is meant literary
qualities that lie outside the content of the passage itself, but that
the passage depends on for expression of ideas. The most important of these
is typically labeled 'literary setting' or 'literary context.' This simply
refers to exploring the issue of how the ideas found inside the passage
contribute to the larger expression of ideas found in the entire document.
That is, how does this passage fit, given its location at a specific place
inside the larger document? Also important: the determination of the literary
context not only helps the Bible student see how his/her passage contributes
to the flow of ideas in the entire biblical document, but just as importantly,
this determination helps establish boundaries of legitimate meaning in
the translation/interpretation process for the ideas contained inside the
passage itself.
The negative tones associated
with Bible 'proof-texting' are derived from a failure to realize this very
important part of biblical interpretation. When a verse of scripture is
lifted out of its context, brand new meaning not legitimately found in
the context is frequently attributed to the words of the scripture verse.
By stitching together a number of verses so lifted out of their original
context, one can make the Bible 'say' absolutely anything he/she wants
it to say. Obviously such methods are false and produce false understanding
of the teachings of scripture.
1.1.2.1.1 Identifying the literary context
of the text within the larger document
What
is the literary context of a passage? When one has detected
the building blocks of written material, that is the pericopes, which individually
constitute an identifiable scripture passage (for example, the temptation
of Jesus in Mark 1:12-13), the next question is why does this passage fall
where it does in the total content of the scripture document? If the document
is mostly made up of narratives, then the location of an individual narrative
may have to do with chronology. That is, it took place historically at
that point in the central character's life. Such is the case with the Mark
1:12-13. In the synoptic gospels (Matthew, Mark, and Luke) the temptation
of Jesus is one of the events that took place at the beginning
of public ministry by Jesus. Naturally, the gospel writer would place
this passage in the part of his story of
Jesus describing those preparatory events that launched Jesus' public ministry.
But not all the episodes in the gospels fall in such a pattern. This becomes
clear from comparing the descriptions of the same event in two or three
of these gospels. When Jesus was rejected in his home town of Nazareth
is an illustration. In Luke 4:16-30 it is placed at the beginning
of the ministry in Galilee, whereas Matthew 13:53-58 and Mark 6:1-6
place it at the end of the time
that Jesus spent in Galilee. Quite clearly the concern of the gospel writers
is not chronological. One or the other (or perhaps both) are more interested
in the point of this rejection by people who knew Jesus. The idea of people
rejecting Jesus contributes to what each gospel writer is trying to get
across about the beginning or the end of the ministry in Galilee proper.
Thus, as D.A. Carson notes regarding Matthew's account, "placing this periocope
immediately after the discourse on parables extends the hostility and rejection
of the scribes and Pharisees even to Jesus' hometown (cf. Mark 6:1-6)"
(Matthew, 335). Often the gospel
writers are much more interested in making thematic points by their sequential
placement of episodes. Understanding this helps the Bible student to better
grasp the point of a passage.
How
can I determine the literary context of a passage? This involves
the use of several tools: NT introductions, Bible dictionaries and commentaries.
First, find outlines of the entire scripture document in which your passage
is found. Then locate where in that outline your passage shows up. By looking
at the outline headings you should be able to draw some tentative conclusions
about the context. Next, the commentaries on your passage should address
the issue of literary context, although not all do a good job of it. The
Word Biblical Commentary series tends to be one of the better commentaries
at this point.
Since Redaction
Criticism and Rhetorical Criticism
can touch on this issue of literary context, one should seek out the commentaries
that especially emphasize these methods in their comments on the scripture
text.
1.1.2.2
The Internal Literary Aspects of the Text
The literary issues arising
from within the scripture passage deal with at least two significant issues:
(1) the determination of a literary form, sometimes called genre, and (2)
the determination of the flow of ideas contained inside the passage.
1.1.2.2.1 Identifying the broad genre
of the text
In regard to literary patterns
found within a scripture passage genre can be detected at different levels.
Here we will treat the broad issue of genre that relates to the entire
scripture book in which your passage is found. In subsequent chapters dealing
the the four broad categories of genre below, we will address the sub-genre
issues that arise under each broad category.
Once again the online
Meriam-Webster dictionary defines genre as "a category of artistic,
musical, or literary composition characterized by a particular style, form,
or content." To get something of an idea of the wide diversity of
patterns in modern literature go the Stories.com
web site containing genre categories for most modern literary composition.
More precise are the comments of Ralph Wood in the Mercer Dictionary
of the Bible: "Genre is
a French term used to designate literary kinds or types; e.g., tragedy,
comedy, epic, history, parable, letter, fiction, poetry, gospel, oracle,
apocalypse. From the Renaissance through the eighteenth century, the genres
were thought to be fixed and timeless categories which describe all literary
works regardless of their author or subject matter, their era, or place
of composition. The genres were also ranked in a hierarchy, from epic and
tragedy at the top, to lyric and comedy at the bottom. But with the rise
of such new forms as the novel and the long descriptive poem, and especially
as the Romantics perfected the lyric, the old notion of genre-ranking fell
into disuse. Genre is now regarded as a useful interpretive device rather
than a criterion for determining the worth of a work" (Genre,
Concept of, 323).
Ralph Wood, in this same article,
makes the valid observations that: (1) "One needs to understand what formal
or technical characteristics the text possesses, what literary conventions
it observes." (2) "Genre categories are especially useful when interpreting
biblical texts that are essentially narrative in type." (3) "Determining
the genre of a text also enables the reader to compare it with similar
literary types both within and outside scripture." (4) "To understand the
genre of a biblical text, therefore, is to recognize its own suppositions,
to enter a life-world other than our own, and thus perhaps to be transformed
by the new spiritual order it creates" (Wood,
323-324).
1.1.2.2.1.1 Gospel
One very important point
needs to be made at the outset: the word 'gospel' has two different meanings,
reflecting the pattern of early Christian use of the Greek word for gospel,
euangelion
(eujaggevlion). Inside the New Testament documents
themselves the word euangelion exclusively refers to the gospel
as a system of belief. In subsequent Christian writings the second meaning
of euangelion emerges and refers to the written documents such as
the Gospel of Mark that describe the life and teachings of Christ. Our
study of genre here is concerned only with this second meaning of the word
euangelion.
A very interesting question
is posed in the New Oxford Study Bible regarding the gospel genre: What
type of literature would a second-century librarian in Alexandria Egypt
have assigned a gospel if a manuscript copy had been presented to a library?
(NOSB, NT, viii) Would it have been assigned to
the ancient laudatory (or encomium)
biography? Examples of this type of ancient biography include Xenophon's
Agesilaus,
Isocrates'
Evagoras,
Tacitus'
Agricola,
and Lucian's
Life of
Demonax. These works attempted to praise the greatness and merit
of the person who is the subject of the writing. Or, would it have been
assigned to the broader genre category of ancient biography? Perhaps it
might have been assigned to the sub-category of biography called aretalogy,
which means the "relation of wonderful deeds of a god or hero" (Dictionary
of Difficult Words). Could some combination of these genres account
for the literary form called 'gospel'?
Any single one of these
genres or any combination of them do not provide a satisfactory answer
to the origin of the gospel genre. Some similarities of certain traits
in these forms of ancient biography can be detected in the gospel genre,
but substantial characteristics exit in the gospels in a repetitive manner
that are not found in these ancient biographical genera. The orally transmitted
sources of materials used in composing the canonical gospels, the literary
relationship among the first three gospels, the so-called synoptic gospels,
and other aspects strongly suggest that this literary form in the New Testament
represents an essentially new genre created by early Christianity as the
most appropriate vehicle for telling the story of Jesus Christ to its world.
But this view is not universally
held by New Testament scholars. As Charles Talbert notes, "since the late
1970s there has been a growing consensus that the canonical Gospels are
types of ancient Mediterranean biography, participants in the same large
grouping as Philo's
Life
of Moses and Philostratus's
Life of
Apollonius of Tyana. If so, then the canonical Gospels can no longer
be regarded as literarily unique. Participation in the ancient biographical
genre does not, however, undermine the uniqueness of the canonical Gospels'
content any more than the participation of Gen 1 in the genre of ancient
Near Eastern creation myth detracts from its uniquely Hebraic witness to
the Creator" (Genre, Gospel).
See Freed, 56, for a helpful summary
of these two viewpoints.
In the NOSB article these
important points are validly made regarding the uniqueness of the gospel
genre: "The canonical gospels are not romances or folk-tales; they purport
to retell actual events. They are not biographies; they concentrate on
the public career of Jesus with little or no attention given to his environment,
training, and development of character. They are not simply memoirs of
a teacher, philosopher, or wise man; the ministry of Jesus embraced not
merely word and example but actions. And as regards this action, the gospels
do not give a neutral account of what happened; rather they tell of the
work of God in the career of Jesus, and they present their story as an
offer of salvation for all who will believe. In short, the gospels represent
a genre all their own because they present the tradition of Jesus from
the viewpoint of faith in him as redeemer. Hence it was the intention of
the four evangelists that their gospels be understood not only as narrative,
but at the same time and especially as proclamation" (NOSB,
NT, viii-ix).
Also important to remember
is that the NT Apocryphal gospels
are classified under this genre as well, although they are not a part of
the New Testament canon. In terms of literary patterns, they exhibit a
much wider array of forms both as a document itself, and through the use
of sub-genre. As is described in the Encyclopedia
Britannica: "A few papyrus fragments come from gospels not known by
name (e.g., Egerton Papyrus 2, Oxyrhynchus Papyrus 840, Strasbourg Papyrus
5–6). There are also the Gospel
produced in the 2nd century by Marcion (a “semi-Gnostic” heretic from Asia
Minor), who removed what he regarded as interpolations from the Gospel
According to Luke; the lost Gnostic Gospel of Perfection; and the
Gospel
of Truth, published in 1956 and perhaps identical with the book that
Irenaeus (c. 185), bishop of Lyon, said was used by the followers of Valentinus,
a mid-2nd-century Gnostic teacher. The
Gospel of Truth is a mystical–homiletical
treatise that is Jewish–Christian and, possibly, Gnostic in origin. In
addition, there were gospels ascribed to the Twelve (Apostles) and to individual
apostles, including the Protoevangelium of James, with legends about the
birth and infancy of Jesus; the lost Gnostic Gospel of Judas (Iscariot);
the Gospel
of Peter, with a legendary account of the resurrection; the Gospel
of Philip, a Valentinian Gnostic treatise; the Gospel
of Thomas, published in 1959 and containing “the secret sayings
of Jesus” (Greek fragments in Oxyrhynchus papyri 1, 654, and 655); and
an “infancy
gospel” also ascribed to Thomas. Beyond these lie gospels ascribed
to famous women, namely Eve and Mary
(Magdalene), or named after the groups that used them: Ebionites (a Jewish
Christian sect), Egyptians, Hebrews, and Nazarenes (an Ebionite sect)."
Thus in identifying a passage
as part of the gospel genre, the Bible student realizes that: (1)
The passage intends to interpret the actions and words of Jesus positively
from the theological stance of belief in Him as the divine Savior of all
humanity. (2) The passage is not strictly speaking a scientifically based
history or biographical portion of the earthly ministry of Jesus, although
elements of history and biography are present. (3) The passage contributes
to the larger purposes of the gospel writer in painting a religious portrait
of Jesus with the distinctive tones understood by the writer himself. Correct
interpretation of the passage, then, depends in part on being able to see
this full portrait and how the passage fits into this picture. Here the
work of Redaction Critical scholars
has made invaluable contribution; commentaries specializing in this methodology
can provide helpful insight and thus should be consulted. Also the study
of the double and triple tradition parallels to the passage are basic to
realizing the distinctive tones emphasized by individual gospel writers.
1.1.2.2.1.2 History
The single document in the
New Testament generally grouped under this genre is the Acts of the Apostles,
although passages throughout the remainder of the New Testament contain
historical oriented materials. For an introduction to ancient views of
history see the above section 1.1.1. In general the
book of Acts follows very closely ancient patterns of history writing,
especially in the use of the basic 'building blocks' for presenting a 'philosophia'
through history. The two most dominant 'building
block' material found in Acts are narratives and speeches. The narrative
passages divide into two categories: episodic
and summary narratives. Within the
various episodes described
in Acts, two identifiable sub-genre emerge: miracle
narratives and commissioning narratives.
In the speeches category, two distinct types of speeches are found: missionary
and defense speeches. With the use of
these materials the story of Christianity in its first three decades is
effectively told.
When evaluated by the standards
for writing history during the first Christian century as set forth by
Dionysius
of Halicarnassus in his On
Literary Composition and especially his On
Thycydides, the writer of Acts stands out as an accomplished history
writer in the ancient world. The period from AD 30 to 61 is covered, and
the two pivotal early leaders of Christianity (Peter during the Jewish
Christian phase in chapters 1-12 and Paul during the Gentile mission phase
in chapters 13-28) are the focus of the presentation that traces the beginnings
of the movement from Jerusalem, the religious center of the world for ancient
Judaism, to Rome, the political and military center of the ancient world.
This literary genre was later imitated in subsequent Christian writings;
see NT Apocryphal Acts section
for
details.
When
the Bible student has identified the passage in Acts as belonging to the
history genre, several implications of this become apparent: (1) The writer
of Acts is not writing history within the framework of modern definitions
of history. Thus his use of sources will be different; the building blocks
for telling his story will be different; his purpose will not be the same
as a modern historian's purpose. (2) The passage represents a portion of
the story designed to undergird the writer's philosophia. What point is
Luke trying to make in telling the story of Christianity in its first three
decades? Again, commentaries using Redactional
Critical methods will be important to consult, since these will be
more concerned to fit the passage into the larger theological purpose of
the entire document. Advanced reading of summaries of Acts in Bible dictionaries,
encyclopedias, and introductions will help the Bible student better grasp
how the passage contributes to the 'big' picture. As the details of the
passage are examined, the Bible student should be sensitive to their connection
to the writer's theological aims.
1.1.2.2.1.3
Letter
The bulk of the documents
in the New Testament fall into this genre category, although a few documents
make very limited use of the letter form. The 13 letters of Paul comprise
the largest segment, and consistently adhere to the ancient letter format.
The 7 documents of the General Epistles are the second segment. Hebrews
is tucked in between the pauline corpus and the general epistle section,
reflecting ancient uncertainty over what to do with it. In contemporary
discussions it is generally listed with the general epistles for the sake
of convenience. The order of listing in both sections has nothing to do
with time of writing. Instead, the sequence of listing is based solely
on the length of the document with the longest first in the list and the
shortest being last in the list. This is true for both the pauline corpus
and the general epistle section. The single exception to this sequence
is where more than one letter is written to the same group or individual,
or by the same writer. In these cases, the length of the first letter determines
the location of all the letters grouped together; notice 1 and 2 Corinthians
below as an illustration of this.
Pauline Corpus | General Epistles | |
Romans
1 Corinthians 2 Corinthians Galatians Ephesians Philippians Colossians 1 Thessalonians 2 Thessalonians 1 Timothy 2 Timothy Titus Philemon |
Hebrews |
James
1 Peter 2 Peter 1 John 2 John 3 John Jude |
The letters of Paul more closely follow ancient patterns of letter writing, than do the general epistles typically, although 2 and 3 John would be exceptions to this. Two of these documents are Jewish homilies -- Hebrews and James -- and make a very limited use of ancient letter forms, so that one can question whether they should be called letters. The pattern included the following:
Praescriptio
Superscriptio |
Proem
Thanksgiving |
Body |
Conclusio |
1.1.2.2.1.4
Apocalypse
This last
genre is only found in the Book of Revelation in the New Testament
extending to cover the majority of the contents of a document. Within the
synoptic gospels a section typically labeled the Little Apocalypse is found
in Mark
13 with parallels in Matthew
24 and Luke
21. These three passages contain similar literary forms to most of
the book of Revelation. The nature of this material is to 'uncover' (the
literal meaning of the biblical term ajpokavliyi"
[apokalypsis])
the supernatural working of God in overcoming the forces of evil on a cosmic
level. "Apocalyptic revelations
are of two kinds: (1) symbolic visions (e.g., Daniel 7-11; Revelation)
and (2) otherworldly journeys (parts of 1 Enoch; 2 Enoch; 3 Baruch). In
both kinds, there is a heavenly mediator (usually an angel, but sometimes
Christ in the Christian apocalypses) who explains what the visionary sees.
The otherworldly journeys have a stronger interest in cosmological matters
than the visions do. All the apocalypses in the Bible and Apocrypha include
symbolic visions. The symbolism is colorful. Gentile nations and institutions
are represented as wild beasts, sometimes of composite make-up; for example,
a leopard, with feet like a bear's, and a mouth like a lion's mouth (Rev.
13.2). There is also sometimes an interest in numerology, whether in terms
of cryptic reference to a person (as the number of the beast; 666, in Rev
13.18) or the duration of persecutions (a time, times, and half a time
= three-and-a-half years) in Daniel (7.2-5) and Revelation (12.14)" (NOSB,
362NT). Additionally, this genre makes use of dualism and
eschatology, e.g., this present evil age and the age of the Messiah yet
to come. Thus, a major theme is concerning God's action in the future to
bring about the ultimate triumph of righteousness over evil. A frequently
used literary device is that of secret books that are to contain the visions
of the person privileged to "see" all the events that are going to take
place. He is to write down his visions, but the books are to be hidden
until the end-time when they will be disclosed to the wise who can understand
them.
This genre emerged in Jewish
writings at least 250 years before the Christian era. Portions of the OT
prophets contain apocalyptic sections; for example, Daniel 7-12; Isaiah
24-27; Ezekiel 38-39; Joel 2; Zechariah 9-14. In the OT Apocrypha and Pseudepigrapha
the apocalyptic books include 2 Esdras 3-14, 1 Enoch, 2 Enoch, Jubilees,
and the Apocalypses of Abraham, of Baruch, and of Elijah. In later Christian
writings, apocalypses include those attributed to Peter and Paul, as well
as the Shepherd of Hermas (see NT
Apocryphal Apocalypse section for more details on these).
The book of Revelation contains
genre elements other than apocalypse; namely, the letter genre dominates
chapters two and three. Also, how are the various apocalyptic segments
woven together? As the NOSB3 (page 421) well summarizes: "Although
the structure of the book of Revelation is widely debated among scholars,
there is general agreement that it involves a series of parallel, interconnected,
and yet ever progressions sections. It begins with a prologue (1.1-3),
an epistolary salutation (1.4-8) and an inaugural vision (1.9-20), which
are followed by messages to each of the seven churches (2.1-3.22). Next
(4.1-5.14) we find a vision of God enthroned and of Jesus depicted as a
Lamb, who receives the seven sealed scrolls from the hand of God. a series
of sevenfold visions commences at 6.1, beginning with the opening of each
of the seven seals (6.1-8.5), followed by the sounding of each of seven
trumpets (8.6-11.19). The sounding of the seventh trumpet is followed by
the vision of the woman, the child, and the dragon (12.1-17), the vision
of the two beasts (13.1-18), and a threefold vision of the victory and
vindication of the faithful (14.1-20). These are followed by a final sevenfold
series, the outpouring of the bowls of divine wrath (16.1-21), 17.1-18.24
presents the vision of the fall of Babylon, followed by the great doxology
of 19.1-10 that also looks forward to the eschatological victory (19.11-21),
the defeat of Satan (20.1-10), the last judgment (20.11-15), and the vision
of the new Jerusalem (21.1-22.5). The book closes with an epilogue (22.6-21)."
When the passage is identified
as apocalyptic genre, several implications become important: (1)
How could this passage have given encouragement and comfort to its initial
readers within this cosmic framework? This genre typically arose during
times of persecution and intense hardship, and was intended to provide
reassurance of God's help and support of those who remained faithful to
him during their struggles. Any interpretative stance that ignores the
basics of historical methodology is suspect from the outset! (2)
What late first century situation particularly for Christians is the passage
addressing? This is the starting point for correct understanding of the
details of the passage. (3) The symbolism that characterizes the
graphic word pictures and images of apocalyptic writing must be addressed
cautiously and carefully. Literalism here is not only a mistake, but reveals
the ignorance of the Bible student dramatically. The honest Bible student
will first attempt to find similar images in the apocalyptic literature
that precedes the book of Revelation as the first clue to identification.
The first century Christian readers drew upon their background understanding
in order to interpret these images; the modern reader must attempt to do
the same in so far as is possible. (4) How have these images in the passage
been interpreted down through the centuries of Christian interpretative
history? Awareness of the range of interpretative conclusions will help
avoid repeating many of the mistakes others have previously made. Here
the Bible student must make wise choices about the use of secondary sources.
Within the past decade scholarly interest in the apocalyptic genre has
produced a significant number of excellent commentaries on the book of
Revelation, which have been liberated from the older enslavement to a presupposed
eschatological assumption about the second coming of Jesus.
1.1.2.2.2 Identifying the rhetorical structure
of the text
The second internal literary
aspect of a passage has to do with how the thoughts of the writer within
the passage are organized. The identification of both the broad and the
sub-genre of the passage frequently suggests patterns of thought structure
in broad categories. But, the individuality of each NT writer's style and
way of expressing himself give uniqueness to each passage. Identifying
this structure is a vital part of correct exegesis of scripture. Within
the past few decades the maturing of the Rhetorical
Critical methodology has provided increasing help here.
For the beginning Bible
student working only with English translations the procedure is first to
read the passage several times in different translations paying close attention
to sentence structure and thought flow. Note repeated words and/or synonyms.
If the passage contains several verses once should note paragraph divisions
across the different translations. Although the ancient Greek texts did
not contain paragraphs, modern translators divide the text into these thought
sections on the basis of perceived shifts of thought. When the Bible student
detects similar break points at the same place in the passage across the
various translations, he/she can be more certain that these break points
represent genuine shifts of thought that can provide the basis for outlining
the passage. Only after this intensive analysis of the scripture passage,
should commentaries be consulted. These, however, can provide helpful discussion
of the thought structure that may be missed in the translation comparison.
One particularly helpful commentary in this regard is the Word Biblical
Commentary series. After the notes section on each passage, a discussion
of the literary structure of the passage follows and usually is quite insightful.
For the more advanced Bible
student, the tools of discourse analysis and rhetorical criticism are very
important aides. One procedure that I developed in this area several decades
ago is called Block Diagramming and Semantic Diagramming of the text; see
the Supplementary Materials section of Greek
202 for details. These procedures focus on detailed analysis of the Greek
text of the passage and lay a foundation for a biblical based sermon of
the passage. Insights from Discourse Analysis, Rhetorical Criticism, Structuralism
etc. are blended together into a somewhat simplified process for doing
in depth analysis of the thought structure of the passage.
Internet Ancient History Sourcebook at http://www.fordham.edu/halsall/ancient/asbook.html.
Internet Modern History Sourcebook at http://www.fordham.edu/halsall/mod/modsbook.html
"Studying History," Internet Modern History Sourcebook at http://www.fordham.edu/halsall/mod/modsbook01.html
"Studying Ancient History," Internet Ancient History Sourcebook at http://www.fordham.edu/halsall/ancient/asbook01.html
Ancient/Classical History at http://ancienthistory.about.com/
"Nature of History," Studying History, Internet Modern History Sourcebook at http://www.fordham.edu/halsall/mod/modsbook01.html#Nature%20of%20Historiography
Thucydides, "On Inventing Speeches," Internet Modern History Sourcebook at http://www.fordham.edu/halsall/mod/thucydid.html
Dionysius of Halicarnassus, "Thucydides," Critical Essays, in the Loeb Classical Library, 1:456-633. Translated by Stephen Usher. 2 vols. Cambridge: Harvard University Press, 1974.
Gerald W. Schlabach, "A Sense of History: Some Components," Internet Modern History Sourcebook at http://personal.stthomas.edu/gwschlabach/courses/sense.htm
Link to Ancient Rome at http://www.ghg.net/shetler/rome/
Literary:
A Glossary of Literary Criticism at http://www.sil.org/~radneyr/humanities/litcrit/gloss.htm
A Lexicon of Literary Criticism at http://www.sil.org/~radneyr/humanities/litcrit/litcrit.htm
Literary Criticism on the Web at http://start.at/literarycriticism